CERTAIN iCAPITAL ENTITIES

LAST UPDATED: December 12, 2023

This is a list of certain of the legal entities that are affiliates of “iCapital” (such term is defined as Institutional Capital Network, Inc. and its affiliates) that provide certain services for you. This list may be updated from time to time and an updated list will be posted on this website with a “last updated” date.

The following are certain of the iCapital parties that enter into contracts with various counterparties:

1. Alaia Capital LLC – SEC registered investment adviser to m+ funds.
2. AlphaKeys Fund Advisor, L.L.C. – a relying investment adviser and general partner to investment funds (registered and private) available through designated distribution channels.
3. iCapital Advisors, LLC – SEC registered investment adviser to private investment funds sponsored by iCapital affiliates.
4. iCapital AI GP LLC – registered commodity pool operator and sponsor, general partner, and managing member (or equivalent) of investment funds (registered and private) available through designated distribution channels.
5. iCapital AI Manager LLC – registered commodity pool operator and sponsor, general partner, and managing member (or equivalent) of investment funds (registered and private) available through designated distribution channels.
6. iCapital, Inc. – holding company for the iCapital family of companies.
7. iCapital Markets LLC – SEC registered broker dealer, member FINRA and SIPC, and an affiliate of iCapital, Inc.
8. iCapital Network Canada Ltd. – registered exempt market dealer, investment fund manager, and portfolio manager in certain Canadian provinces.
9. iCapital Network Technology Solutions, LLC – an iCapital entity involved in the provision of certain technology supported services.
10. iCapital Registered Fund Adviser LLC – SEC registered investment adviser, commodity pool operator and sponsor, general partner, and managing member (or equivalent) of investment funds (registered and private) available through designated distribution channels (iCapital RFA Holding LLC acts as a manager for this entity).
11. Institutional Capital Network, Inc. – iCapital entity performing various services, providing certain functionality, and holding various intellectual property rights.
12. Institutional CN (Europe) –Empresade Investimento, S.A. – registered with the Portuguese Securities Market Commission as an investment firm holding an RTO license.
13. Outcome Driven Strategies LLC – SEC registered investment adviser and joint venture with Cornerstone Advisory, LLC, that advises separately managed accounts.
14. SIMON Annuities and Insurance Services LLC – registered insurance service producer that makes annuity products available on the SIMON platform.

The following are wholly-owned indirect subsidiaries of iCapital that provide general partner or administrative services to funds supported by iCapital.

1. AlphaKeys Strategies, L.L.C.
2. Axio Advisors LLC
3. Axio Financial, Ltd.
4. Glendower Access Secondary Opps GP LLC
5. iCapital Alternative Investments LLC
6. iCapital Direct GP, LLC
7. iCapital HF GP, LLC
8. iCapital II GP LLC
9. iCapital MLP Fund GP, LLC
10. iCapital PE GP, LLC
11. iCapital Private Equity Offshore Ltd.
12. iCapital Royalty I GP, LLC
13. iCapital Strategies LLC
14. iCapital Strategies II LLC
15. iCapital Strategies Manager LLC
16. ICN Oak Mgmt. LLC
17. ICN SOFI Mgmt. LLC

The following are certain iCapital international entities and affiliates.

1. Finsight Labs, Unipessoal, Lda
2. iCapital Hong Kong Ltd.
3. iCapital Luxembourg Strategies GP, SARL
4. iCapital Luxembourg Strategies SCA, SICAV RAIF
5. iCapital Network AG
6. iCapital Network Canada GP Ltd.
7. iCapital Network International Ltd.
8. iCapital Repurchase Ltd.
9. iCapital SG PTE. LTD.
10. iCapital UK International Ltd.